Credit Suisse and Holistic Risk Management

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:

• Is a broader view of risk needed?
• If so, who would perform that review?
• Too many silos?
• Public companies v. investment banks?
• What is under escalated risk?
• What is conduct risk?

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